PG&E Says S.E.C. Is Investigating Its Wildfire Disclosures
The California utility disclosed in a filing that securities regulators are looking into how it disclosed and accounted...
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SEC commissioner decries agency's deal with Tesla's Musk
A U.S. Securities and Exchange commissioner on Tuesday criticized a settlement between the regulator and Tesla Inc CEO E...
SEC fines Prosper Funding $3 million for overstating net returns to investors
The Securities and Exchange Commission on Friday said Silicon Valley-based Prosper Funding LLC will pay a $3 million pen...
Tesla's Elon Musk, SEC get another week to work out deal on Twitter use
Tesla Inc Chief Executive Elon Musk and the U.S. Securities and Exchange Commission will get another week to settle a di...
Tesla and Elon Musk Are Given Week to Reach Accord With S.E.C.
The adversaries told a judge they were working to resolve a dispute over Mr. Musk’s statements on financial prospects. R...
Tesla's Elon Musk arrives in court to square off with SEC at contempt hearing
Tesla Inc Chief Executive Elon Musk arrived in Manhattan federal court on Thursday for a hearing on whether he violated...
SEC delays disputed plan to probe exchange pricing conflicts
The U.S. Securities and Exchange Commission on Thursday delayed a controversial plan aimed at evaluating how stock excha...
Tesla's Elon Musk, SEC to face off in U.S. court on April 4
Lawyers for Elon Musk and the U.S. Securities and Exchange Commission will square off in a Manhattan courtroom next week...
SEC sues Volkswagen, Winterkorn, citing 'Dieselgate' fraud on investors
The U.S. Securities and Exchange Commission sued Volkswagen AG and its former chief executive Martin Winterkorn over the...
Exclusive: SEC scrutinizes fairness of stock exchange pricing
The U.S. Securities and Exchange Commission is investigating whether the multi-tiered pricing system used by stock excha...
Kraft Heinz lawsuit targets 3G stock transfer, writedown, SEC probe
Kraft Heinz faces a new lawsuit questioning why controlling shareholder 3G Capital transferred $1.23 billion of stock si...
SEC asks judge to hold Tesla's Musk in contempt of violating deal
The U.S. Securities and Exchange Commission on Monday asked a judge to hold Tesla Inc's Chief Executive Officer Elo...
Kraft Heinz Reveals $15 Billion Write-Down and S.E.C. Accounting Inquiry
Kraft also cut its dividend, and its chief financial officer said he expected the company to “take a step backwards in 2...
HNA cuts stake in Deutsche Bank to 6.3 percent: SEC filing
Chinese conglomerate HNA has cut its stake in Deutsche Bank to 6.3 percent, according to a filing with the U.S. Securiti...
SEC to review corporate democracy rules risking investor clash
The U.S. securities regulator is set to review this month rules on corporate democracy, setting it up for a clash with i...
The S.E.C. Dusts Off a Never-Used Cyber Enforcement Tool
The agency used a five-year-old cybersecurity rule for the first time to censure Voya. That should set off alarms for co...
Tesla shares fall after Musk mocks SEC on Twitter
Shares of Tesla Inc fell as much as 5 percent on Friday, after Chief Executive Elon Musk stirred nerves about the settle...
Tesla investor spoke with SEC about 'funding secured' tweet
Tesla Inc's biggest institutional investor said on Wednesday it had spoken to U.S. securities regulators about Elon...
Aegon, Transamerica in $97.6 million SEC settlement for misleading investors
Four Transamerica entities will pay $97.6 million to settle U.S. Securities and Exchange Commission charges that they so...
SEC to review decision rejecting bitcoin ETFs
The U.S. Securities and Exchange Commission said on Thursday it will review a decision by its staff to block nine bitcoi...